Patent Pending · 63/986,802
SMEPro Technologies/ Investors
INVESTORS · DATA ROOM ACCESS

Patent portfolio, financials, technical due diligence — under NDA.

SMEPro Technologies is building the governance infrastructure for enterprise AI. The patent-pending IOS+ stack is in production today, productized in three customer-facing applications across regulated industries. The full data room — Volume I–III white papers, financial summary, patent disclosures, technical due diligence index — is available to qualified investors under NDA.

Four patent applications filed PCT international filing in progress Live production deployments
WHAT'S IN THE DATA ROOM

Six folders. Built for technical due diligence and IP review.

FOLDER 01

Patent portfolio

Full text of the four patent applications, claim-by-claim mapping, prior-art landscape analysis, and PCT international filing strategy.

  • U.S. Provisional 63/986,802 (IOS+ Middleware)
  • SME-IOS-2026-002 (Intelligence Orchestration)
  • SME-YBR-2026-001 (YBR Pipeline)
  • SME-UDM-2026-003 (Universal Decoding Matrix)
FOLDER 02

Technical white papers

SMEPro Technology White Paper Suite, Volumes I–III. Architectural foundations, the Universal Decoding Matrix, and operational evidence from production deployments.

  • Vol I — IOS+ Architecture & YBR
  • Vol II — Universal Decoding Matrix
  • Vol III — Deployment & Operations
FOLDER 03

Financial summary

Historical financials, current run-rate, unit economics by product line, capital efficiency, and forward projection model with sensitivity analysis.

  • P&L summary (last 24 months)
  • Per-product unit economics
  • ARR build by tier
  • Forward 36-month model
FOLDER 04

Technical due diligence

Architecture reference, security posture, deployment topology, third-party audit summaries (SOC 2 Type II, ISO 27001, HIPAA), code-base overview, and CI/CD pipeline.

  • Reference architecture diagrams
  • Security & compliance audit summaries
  • Code-base overview & technology choices
  • Operational SLAs & uptime history
FOLDER 05

Customer & deployment evidence

Production deployment summary, filing-volume metrics, customer references (available with customer permission), and deployment case-study briefs.

  • Tens of thousands of filings YTD
  • Deployment tier mix
  • Customer reference list (under NDA)
  • Use-case briefs by industry
FOLDER 06

Team & cap table

Founder background, advisor roster, key technical and operational personnel, equity structure, and option pool. Designed for investor diligence and reference checks.

  • Founder & inventor background
  • Key personnel bios
  • Cap table summary
  • Advisor roster
WHY THIS MATTERS NOW

Regulatory inflection is making preemptive governance a structural requirement.

Across jurisdictions and sectors, the direction is converging: AI governance must be documented, risk-managed, and operationalized before deployment — not treated as a retrospective compliance exercise. SMEPro's architecture was designed for that direction of travel.

EU AI Act

The EU AI Act establishes risk management, data governance, technical documentation, transparency, human oversight, and robustness obligations for high-risk AI systems. The IOS+ architecture is designed to align with the operational intent behind Articles 9, 10, 11, 13, 14, 15 and Annex IV. SMEPro has open dialogue with the EU AI Office. This is an interpretation of the Act's structure, not a legal opinion.

NIST AI Risk Management Framework

The NIST AI RMF is organized around four functions — Govern, Map, Measure, and Manage — with governance functioning as a cross-cutting discipline across the AI lifecycle. The YBR pipeline gates (Compliance Cross-Reference at 540, SHA-256 Audit Commitment at 560) are built to operationalize the evidence backbone the framework calls for.

U.S. sector regulators

Regulatory expectations from SEC, OCC, CMS, FTC, and CFPB are trending toward stronger documentation, pre-deployment controls, algorithmic impact assessments, bias testing, and accountable governance for AI-enabled systems. SMEPro's position is that IOS+ provides infrastructure to make these requirements operational rather than policy-level.

THE THREE PROPERTIES

A connected platform, not a product portfolio.

SMEPro Technologies operates three coordinated public surfaces. Each one publishes the work of a specific layer of the architecture. Together they form a single intelligence stack with multiple commercial entry points.

CORPORATE PARENT

SMEPro Technologies

smeprotech.com

The company, the patent portfolio, the IOS+ Middleware Engine on-prem deployment story, and the Reporter family of productized applications. Investor entry point.

EVOLUTION 01

AI-AS-ACTION

aiasaction.com

The world's first Governance OS in production. The customer-facing face of IOS+ and COS/UDME. Where governance executes before AI touches data.

EVOLUTION 02

RI-42 · Recursive Intelligence

ri-42.com

The self-optimizing completion layer above IOS+ and COS/UDME. "Recursive Intelligence for a Governed Universe." Where the architecture lands.

DATA ROOM ACCESS

Three-step access. Same business day, typically.

STEP 01

Email support@smeprotech.com

Send a short note identifying yourself, your firm, the stage and check size you typically write, and the level of access you're seeking. No formal pitch required.

STEP 02

NDA exchange

We send a mutual NDA (our standard form, two pages). You return signed. Or we sign yours, if your firm's standard is a similar two-page mutual.

STEP 03

Data room invitation

You receive an invitation to the data room with all six folders. A 60-minute introductory call with the founder is scheduled. From there, diligence proceeds at your pace.

Open the data room.

Qualified investors only — we move quickly when there is a real fit. The patent-pending architecture is in production, the regulatory tailwind is documented, and the deal terms are clean.